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[Cite as: 8 Touro Int'l L. Rev. 93(1998); *X = page number in printed
version]
Criminal Liability for Failure to Rescue: A Brief Survey of
French and American Law
Touro International Law Review
Notes and Comments
Peter M. Agulnick [FNa1]
Heidi V. Rivkin [FNaa1]
I. INTRODUCTION
On August 30, 1997, Princess Diana's speeding Mercedes-Benz crashed
in France, killing her and critically injuring other passengers in the
car. Before medical help arrived for the Princess and her companions, photographers
who had arrived at the scene allegedly snapped photographs of her body
instead of assisting her and the others trapped in the car. As a result,
the seven photographers were investigated for possibly violating, among
other things, [FN1] France's "Good-Samaritan" law, [FN2] which requires
that onlookers lend aid to victims in peril.
Thirty-three years before Princess Diana's fatal crash, a woman
named Catherine "Kitty" Genovese, an American, was stalked and repeatedly
stabbed by an assailant in a middle-class *94 New York City neighborhood.
[FN3] Although thirty-eight neighbors either heard or saw Genovese being
attacked, no one came to her aid or even called the police until thirty-five
minutes after the attack, by which time Genovese was dead. [FN4] In contrast
to the legal action contemplated against the photographers present at Princess
Diana's crash scene, no one was investigated or prosecuted for failing
to help Genovese because it was not a crime in New York.
These two events reflect the differences between the French and
the American treatment of one type of omission, specifically, the failure
to help another who is in danger. [FN5] This Comment will examine these
differences.
Part II of this Comment discusses the American rule that the
majority of states follow. The majority rule, barring seven narrowly tailored
exceptions, imposes no duty on bystanders to rescue someone in peril. Part
III discusses the minority American rule, which is largely similar to the
French Rule. Part IV traces the origins, development, and rationale of
the French "Good Samaritan" law, [FN6] which generally does require one
to rescue another in peril.
Part V outlines those instances where all three approaches (the
French rule, the American majority rule exceptions, and the American minority
rule), impose a duty to rescue. Ultimately, however, this Comment remains
purely explanatory and leaves it to the reader to decide which system is
more socially desirable.
II. THE AMERICAN APPROACH TO OMISSIONS
*95 Since antiquity, [FN7] Anglo-American law has required that
two elements be present before imposing criminal liability for the commission
of criminal acts. First, there must be an affirmative act, known as an
actus reus. [FN8] Second, for more serious crimes, there must be a culpable
mental state, known as mens rea. [FN9] Absent such requirements, a criminal
prosecution cannot be supported. Because an actus reus is a strict requirement
under American law, it is a logical extension that a person's inaction
should not be punished.
Contrary to French law, the American rule on omissions is as
follows: there is no legal duty to rescue another in danger, even though
a moral obligation might exist. [FN10] This is true even "when that aid
can be rendered without danger or inconvenience to" the potential rescuer.
[FN11]
*96 James Fitzjames Stephen, in A History of the Criminal Law
of England, illustrates the Anglo-American rule in a hypothetical: "A number
of people who stand round a shallow pond in which a child is drowning,
and let it drown without taking the trouble to ascertain the depth of the
pond, are, no doubt, shameful cowards, but they can hardly be said to have
killed the child." [FN12] As evidence of the Anglo-American rule's
longevity, Stephen's illustration, written over a hundred years ago, is
still applicable today.
As noted previously, the rule against criminalizing omissions
is not absolute. First, there are a number of well-established common-law
exceptions to the general majority rule of not punishing individuals for
omissions; these exceptions apply to special classes of people. As this
Comment later discusses, if people in these classes fail to act, they will
incur criminal liability. Second, there is a minority American rule with
respect to omissions. States that follow the minority rule have, in fact,
created statutes that criminalize omissions, albeit with less severe penalties
than are imposed under French law.
A. Rationale for the Majority American Rule Against Punishing Omissions
Deeply ingrained in the American psyche is the individual's desire
to live free from governmental interference. [FN13] Accordingly, American
law has long respected the autonomy of the individual and has been reluctant
to punish for failure to rescue. For proponents of the American rule, the
imposition of a duty to help the victim is an encroachment upon the would-be
rescuer's personal freedom.
*97 In addition, it has been said that a duty-to-rescue rule
is simply unnecessary. [FN14] Such a rule, it is argued, will not affect
enough cases to render it "worthwhile." [FN15] These concerns, together
with the vagueness of the concept of moral duty, [FN16] might, in the extreme,
lead to undesirable results. One commentator has asked the question, "Does
everyone who knows of the existence of a starving person have a moral duty
to give that person food?" [FN17] Regarding the Genovese incident, although
thirty-eight people witnessed the assailant attack and ultimately kill
Genovese, should those thirty-eight witnesses be charged with a crime?
[FN18]
Moreover, in a multiple-witness scenario, a duty-to-rescue rule
may hinder police efforts to apprehend criminals. For instance, if failing
to act was a criminal offense at the time of Genovese's plight, the thirty-eight
witnesses might never have come forward to identify Genovese's attacker
after he was apprehended. These witnesses might have feared that they themselves
would be prosecuted for not reporting the crime when it occurred. This,
ironically, might have resulted in the attacker never being caught. In
addition, suppose that only one of the thirty-eight witnesses had come
forward after Genovese's murder. Would it be fair to punish this one person
who reported the crime and not the remaining thirty-seven who kept silent?
[FN19]
Finally, the common law has long distinguished a moral obligation
from a legal duty. The latter, of course, is the only one that comes "within
the sphere of judicial cognizance." [FN20] While courts have commented
on the atrociousness of not fulfilling one's moral obligation to rescue,
they have not *98 incorporated these sentiments into the rule of law. [FN21]
For instance, Judge Smith, in Union Pacific Ry. Co. v. Cappier, [FN22]
did not find criminal liability, but he did imply that the would-be rescuer's
omission would be better left punished by the Creator. As Judge Smith observed,
withholding relief from the suffering, for failure
to respond to the calls of worthy charity, or for faltering in the bestowment
of brotherly love on the unfortunate, penalties are found not in the laws
of men, but in that higher law, the violation of which is condemned by
the voice of conscience, whose sentence of punishment for the recreant
act is swift and sure. [FN23]
In line with this court's philosophy, Judeo-Christian tradition requires
one to rescue another person in distress. [FN24]
B. Exceptions to the General American Rule--When One Must Act
American criminal law makes an exception to the general rule
and imposes a duty to rescue in a number of circumstances. Where there
is a significant relationship between a victim and potential rescuer, the
law steps in and requires a bystander to act. In the absence of such action,
the bystander commits a crime. Such duties that arise from relationships
consist of the following: 1) a duty based on a personal relationship; 2)
a duty based on a contract; 3) a duty based on creating the risk; 4) a
duty based *99 upon voluntary assumption of care; 5) a duty based on statute;
6) a duty to control the conduct of others; and 7) a duty based on being
a landowner. [FN25]
1) Duty Based on a Personal Relationship
The common law imposes a duty to act on individuals who have
dependent or interdependent relationships. Society deems such relationships
to be so complex and natural that they are worth the added imposition of
a duty to act. [FN26]
The parent-child relationship is most illustrative of this type
of personal relationship. The common law has long recognized that parents
who fail to aid or protect their children are criminally liable. [FN27]
Today, it is not just the common law that imposes a duty on parents. In
fact, every state has enacted statutes to specifically punish parents who
fail to maintain their children's health. These statutes require parents
to provide food, shelter, clothing, and medical attention for their children.
[FN28] The reason for imposing such a duty on parents is, according to
the court in Commonwealth v. Konz, [FN29] "[t]he inherent dependency of
a child upon his parent to obtain medical aid, i.e., the incapacity of
a child to evaluate his condition and summon aid by himself, supports imposition
of such a duty upon the parent." [FN30]
*100 Although the law recognizes that children of tender years
are, as the Konz court also said, "helpless," [FN31] no duty to rescue
exists unless the would-be rescuer is either a legal parent or he has agreed
to care for the child. [FN32] Even if the potential rescuer falls into
one of these categories, the duty to care for a child is not unlimited;
once the child reaches the age of majority or is emancipated, the parents'
duty to act is discharged. [FN33]
Another interpersonal relationship recognized by the common law
as imposing a duty is that between husband and wife. [FN34] Older cases
originally spoke of a husband's duty to his wife. [FN35] However, in keeping
with modern Equal Protection Clause jurisprudence, [FN36] courts would
likely assign this duty to both spouses. [FN37]
This obligation to one's spouse, however, is less than the obligation
of parents to their children. [FN38] Unlike children, adult spouses are
far from "helpless." [FN39] Generally speaking, courts are not likely to
impose a duty to act on a spouse unless the other is in a helpless condition.
[FN40] In addition, courts have held that a *101 couple must be legally
married for the spousal duty to apply. [FN41] Thus, one court held that
a defendant had no duty to summon medical help for his mistress, who was
staying in his house for the weekend, when she took a lethal dose of morphine
in the defendant's presence. [FN42]
Finally, the common law recognizes several other personal relationships
to be worthy of imposing a duty to act. Examples include a master to his
servant, [FN43] a ship captain to his seaman, [FN44] and--as one
treatise hypothesized--two mountain climbers, journeying together, to each
other. [FN45]
2) Duty Based on a Contract
The common law also recognizes certain contractual relationships
to be based on dependence and interdependence. As a result, contractual
parties sometimes have a duty to rescue victims in peril--especially those
whom they contracted to protect. Thus, a physician has a duty to his patient,
[FN46] and a baby- *102 sitter has a duty to protect a minor child under
his care. [FN47] A Canadian case even imposed a duty on an employer to
care for his injured employee. [FN48] Any omission of these duties is usually
criminal.
It should be noted that the contracts principle of third-party
beneficiary [FN49] applies in some way to the criminal realm.
This means that one can be guilty for failing to rescue another, even though
the victim in peril was not a contracting party. For instance, if a municipality
contracts with a lifeguard to watch a beach, [FN50] the lifeguard owes
a duty to the swimmers even though he has not contracted with each individual
swimmer. [FN51]
3) Duty Based on Creating the Risk
A bystander is charged with a reasonable duty to rescue if he
creates the risk or causes the dangerous situation that the victim faces.
This is true whether the bystander's endangering acts were intentional,
[FN52] negligent, or, as some courts have held, completely innocent. [FN53]
In People v. Fowler, [FN54] a defendant intentionally battered a victim
and left him on the side of the road. [FN55] The victim, lying unconscious,
was run over and killed by a car. [FN56] *103 The court affirmed the defendant's
murder conviction for failure to help the man. [FN57]
The English case of Green v. Cross [FN58] amply illustrates a
duty that results from someone innocently creating a danger. In Green,
the defendant lawfully laid a vermin trap. [FN59] Later, a dog became trapped
in it. [FN60] After discovering the trapped dog, the defendant failed
to release the dog or call for help until several hours later. [FN61] The
Green court found the defendant to be guilty of cruelty to animals--a statutory
offense--
because the defendant delayed assisting the dog. [FN62]
4) Duty Based on Voluntary Assumption of Care
A duty may be imposed when a bystander voluntarily undertakes
responsibility for another. More specifically, one who begins a rescue
must continue to assist if a subsequent omission would put the victim in
a worse position than if the rescuer had not helped the victim in the first
place. [FN63] This rule applies even if the rescuer had no initial duty
to aid the victim.
5) Duty Based on Statute
Legislatures often impose a statutory duty upon certain individuals.
Perhaps the most common of these laws are the "hit-*104 and-run" statutes,
which, at present, all states have enacted. [FN64] "Hit-and-run" statutes
require drivers involved in car accidents to stop and help injured parties
at the scene. If a driver fails to stop he will be guilty of violating
the hit-and-run statute. In addition, if the driver fails to stop and a
victim dies, courts will often find the driver guilty of manslaughter.
[FN65]
6) Duty to Control Conduct of Others
As discussed earlier, the relations between individuals may be
so significant that the law imposes a duty on these persons to aid each
other. [FN66] Parents, like others charged with a duty based on a relationship,
may also have a duty to protect third parties from harm caused by their
children, according to some renowned commentators. [FN67] Other examples
include an employer's duty to protect third parties from harmful acts of
his employees, and a car- owner's duty to regulate the speed his chauffeur
drives lest the car injure third parties. [FN68]
7) Duty Based on Being a Landowner
A landowner sometimes has a duty to protect the safety of those
who are on his land. [FN69] For instance, the failure of a landowner to
use proper fire precautions on his premises may create criminal liability
in the event that guests are killed. [FN70]
*105 III. THE MINORITY AMERICAN RULE
Following Vermont's lead, [FN71] several states have enacted
statutes that diverge from the well-established American rule, which precludes
punishment for omissions. These statutes, all adopted within the past thirty
years, extend the legal obligation beyond the narrowly defined classes
of people within the seven exceptions listed immediately above. They impose
a duty on all persons, regardless of their relationship to the victim.
In effect, this approach to criminal omissions is closer to that of France.
For instance, in some states, such as Vermont, all onlookers
are required to rescue endangered victims:
A person who knows that another is exposed to grave
physical harm shall, to the extent that the same can be rendered without
danger or peril to himself or without interference with important duties
owed to others, give reasonable assistance to the exposed person unless
that assistance or care is being provided by others. [FN72]
Other states, such as Massachusetts, only require bystanders to report
violent or sexual crimes that they witness:
Whoever knows that another person is a victim of
aggravated rape, murder, manslaughter or armed robbery and is at the scene
of said crime shall, to the extent that said person can do so without danger
or peril to himself or others, report said crime to an appropriate law
enforcement official as *106 soon as reasonably practicable. Any person
who violates this section shall be punished by a fine of not less than
five hundred or more than two thousand five hundred dollars. [FN73]
Quite similar to minority American duty-to-rescue statutes, French
law requires onlookers to aid endangered victims and to report crimes being
perpetrated against a victim. However, the French penalty for non-compliance
is far greater than penalties that American statutes prescribe. Because
of less severe penalties, one commentator referred to the American duty-to-rescue
statutes as "toothless tiger[s]." [FN74] Perhaps the rationale for the
majority American rule, that one should be punished for an act rather than
an omission, influenced lawmakers when they adopted duty-to-rescue statutes
and their respective penalties.
IV. THE FRENCH APPROACH TO OMISSIONS
A. A Brief History
French law differs from American law in its treatment of omissions,
though this has not always been the case. The original French Penal Code
of 1810 contained no provision by which to punish individuals for a failure
to act, no matter how morally repugnant one's omission may have been. [FN75]
In effect, French criminal law with respect to omissions was essentially
the same as *107 the American approach and, in fact, may have been more
conservative than the American rule. For example, in one well-known French
case, parents stood trial for violences and voies de fait (violence and
assault) against their mentally ill daughter. [FN76] Though the parents
had allowed their daughter to stay in a room without air and light, seriously
compromising the girl's health, the appeals court said the parents were
free from guilt because they committed an omission rather than an act.
[FN77] The court held that an omission could not be punished unless the
French Penal Code specifically prohibited it. [FN78] Since there was no
French law governing the inaction of these parents, they had committed
no crime and were freed. [FN79] Under American law, the outcome of this
case would likely have been different since the common law charges parents
with a duty to care for their children. [FN80]
French law with respect to omissions started to take its present
form in 1941 when the Vichy government, under pressure from German occupation
authorities, [FN81] enacted a statute charging its citizens with two affirmative
duties. First, the statute required citizens to report would-be criminals
and, second, it required citizens to rescue persons in danger. [FN82]
After the Allied forces liberated France in 1945, the French
legislature re- codified the 1941 laws on omissions, which take their present
form in Articles 62 and 63 of the French Penal Code. [FN83]
B. French Law Today
*108 Modern French law on omissions has made moral obligation
a legal requirement by implementing Articles 62 and 63 of the French Penal
Code. [FN84] In addition, French law does not require a relationship
to exist between the bystander and endangered victim. As a result, French
law requires each person on French soil to rescue an individual in peril
if it can be done without danger to the potential rescuer. This concept
has been codified in Article 62 of the French Penal Code: "Any person who
willfully fails to render or to obtain assistance to an endangered person
when such was possible without danger to himself or others, shall be subject
to [punishment]." [FN85]
Moreover, Article 63 imposes a duty to aid potential victims
who face danger from would-be criminals: "Any person who, by his immediate
action and without danger to himself or others, could have prevented either
a felonious act or a misdemeanor against the person, and willfully fails
to do so, shall be punished...." [FN86] Paragraph 1 of Article 63 also
requires individuals to report crimes--or aid victims of crimes--that place
another person in danger. [FN87] This provision essentially requires
one to either fend off an attacker or report an on-going crime immediately
to the authorities. Anglo- American law classifies the *109 failure to
meet this requirement as "misprision of felony," [FN88] a common-law crime
which has unequivocally been rejected by American courts. [FN89]
C. Rationale for the French Rule
Perhaps the most visceral argument in favor of a rule requiring
one to rescue another is that without such a rule, shocking legal results
might occur. For example, consider a situation where a seasoned swimmer
chooses not to rescue a baby who is drowning in the middle of a pool because
the swimmer does not wish to dampen his clothing. [FN90] Such a person
may be morally repugnant, but in the majority of American jurisdictions,
the swimmer incurs no criminal liability. Proponents of the French rule
cite this irrational legal outcome in support of the imposition of a duty
to assist or rescue. [FN91]
Another rationale for the French rule might derive from France's
socialist background, which, to a certain extent, favors the group over
the individual. Certainly individualism, in the context of a duty-to-rescue
rule, is considered secondary to the greater interests of society. In enacting
France's duty-to- rescue rule, French lawmakers have employed utilitarian
balancing, weighing the evil of encroaching on personal liberty against
the good that a life-saving duty-to-rescue rule would yield to an endangered
individual. [FN92] The latter, French lawmakers believed, was more important.
Still other proponents of the French rule argue that a duty to
rescue is a general human duty that every person owes to another. *110
American law only recognizes a duty to rescue when a relationship, based
on dependence or interdependence, exists; advocates of French law, too,
employ this rationale, but they feel that, in instances of extreme danger,
this duty is extended to cover all humanity, not just those with whom one
shares a special relationship. [FN93]
V. ANALYSIS OF THE FRENCH RULE, THE EXCEPTIONS TO THE MAJORITY AMERICAN
RULE, AND THE MINORITY AMERICAN RULE
As discussed above, French law requires the presence of four
elements in order to impose criminal liability on a would-be rescuer. There
must be: 1) an endangered person; 2) knowledge of the existence of the
endangered person; 3) the ability to rescue the endangered person; and
4) an absence of danger to the rescuer or others. American law requires
essentially the same elements in instances when a duty is imposed (that
is, under the seven exceptions to the majority rule or in a state that
follows the minority American rule). [FN94] Because French and American
law have almost identical requirements in order for liability to be found,
it would be beneficial to discuss these elements in the contexts of both
legal systems.
1) An Imperiled Person Who Suffers a Harm
The French Penal Code requires the existence of an "endangered
person." [FN95] So too does American law. [FN96] *111 Consequently,
non-human objects require no such assistance. [FN97] Moreover, French courts
have required the danger to the victim to be "imminent and continuous,"
[FN98] and it must necessitate "immediate action" [FN99] in order to protect
the physical safety of the victim. This element also requires that the
victim suffer a harm that ordinarily would not have occurred but for the
omission. This means that if a victim has not been harmed by the omission,
a crime cannot be predicated. [FN100] Along this same line of reasoning,
French courts have held that if a victim is dead when discovered, he is
no longer "endangered" within the meaning of the statute, and no duty to
rescue exists. [FN101]
2) Knowledge that a Person is in Danger (Mens Rea)
Although a person may be in danger, a potential rescuer must
have knowledge of the peril for him to be culpable. Accordingly, a person
who mistakenly believes a person is not in peril cannot be guilty of a
criminal omission under either French [FN102] or American law. [FN103]
To illustrate this, consider the following French case: a defendant
strolled past an old-age home where he encountered an elderly man sitting
on top of a wall. [FN104] The elderly man, who appeared intoxicated to
the defendant, was a resident of the home. Unknown to the defendant, the
old man had become stuck *112 on the wall by his belt while trying to escape.
Ignorant of the elderly man's plight, the defendant failed to offer help,
and the old man later died of exposure. [FN105] Though the defendant was
charged with failure to rescue, he was ultimately held not criminally liable
because he was unaware of the danger. [FN106]
American cases have yielded identical legal results. In Fabritz
v. Traurig, [FN107] a parent, ignorant of the abuse her daughter was enduring
at the hands of another, was not criminally liable because she had no knowledge
of her daughter's abusive situation. [FN108] In another American case,
a court held that a driver was not guilty of failing to rescue another
injured in an accident in which the driver was involved since he had neither
knowledge of the accident nor the resulting injury. [FN109]
3) Ability to Perform the Rescue
A potential rescuer must have the physical ability to perform
a rescue, otherwise his or her omission is not criminal. [FN110] In American
cases, this "ability" is interpreted broadly. Only the impossibility of
performing a rescue will shield the potential rescuer from criminal liability.
[FN111] To understand this concept, consider the following hypothetical:
A non-swimmer bystander sees another person drowning in the middle of a
large deep pool. Because he cannot swim, the bystander is unable to make
a rescue, and therefore the "ability" element, on initial reflection, would
be unsatisfied. However, in French and in American *113 cases, the bystander
would be still exposed to criminal liability. The bystander could have
made other efforts at rescue, such as summoning help or throwing a life
preserver. Thus, if these options are available, they must be exercised.
There is sometimes an obligation to provide indirect assistance.
For instance, American courts have routinely found that impoverished parents
have an obligation to make every possible effort to provide food and medical
care for their minor children. [FN112] Parents who cannot provide for their
children must seek help elsewhere, such as through the government or a
charity. [FN113]
The French interpretation of the ability element is perhaps even
more liberal than the American position in this regard. For instance, one
case held a pharmacist criminally liable for not notifying a doctor that
his prescription was incorrect. This was true even though the error came
to light after a patient had consumed the incorrect medicine and her death
was unavoidable. [FN114]
4) Absence of Danger to the Would-Be Rescuer or Others
The French Penal Code will only impose criminal liability if
the bystander can perform the rescue "without danger to himself or others."
[FN115] Thus, in one French case a defendant failed to immediately help
a mechanic whose clothing caught fire while he was fixing the defendant's
car. Instead, the defendant first extinguished the flames on his car before
assisting the mechanic. *114 The defendant was held not criminally liable
because, as the defendant argued, the burning car might have exploded,
placing the defendant and the mechanic in greater danger. [FN116]
American law also limits the imposition of a duty if a certain
degree of risk is involved. For example, one North Carolina court emphasized
that a bystander need not place himself in danger of "death or great bodily"
harm in order to effectuate a rescue. [FN117] Thus, if one witnesses a
fight, he need not break it up lest he sustain an injury. [FN118] Undertaking
serious risk is not a requirement even for parents who are faced with having
to rescue their child. "To require such," said one judge, "would require
every parent to exhibit courage and heroism which, although commendable
in the extreme, cannot realistically be expected or required of all people."
[FN119] Naturally, if parents are not obligated to incur such risk, the
same must certainly be true of persons engaged in less significant relationships.
VI. CONCLUSION
Contrary to the French Penal Code, the majority of states in
the United States refrain from punishing individuals for not helping endangered
victims, be it by rescue or by summoning the authorities. France's approach,
which is widely followed throughout Europe, punishes individuals for non-
intervention, provided that four requisite elements are met. [FN120]
As discussed, the majority American rule does not punish for
non-intervention except under seven exceptions. Under these seven exceptions,
one is criminally liable only if four requisite elements (which French
law also requires) are satisfied. Finally, *115 a number of minority jurisdictions
have fairly recently enacted French-inspired duty-to-rescue statutes.
[FNa1]. B.A. 1994, Syracuse University; J.D. Candidate 1998, Touro Law
Center. By the time of publication, this author had received his J.D.
[FNaa1]. B.A. 1994, Claremont McKenna College; J.D. Candidate 1999,
Touro Law Center.
[FN1]. The photographers were also placed under investigation for
"involuntary homicide," which is the French equivalent of manslaughter.
See Jocelyn Noveck, Seven Paparazzi Remain Under Scrutiny, LOS ANGELES
DAILY NEWS Sept. 3, 1997, at N11.
[FN2]. THE FRENCH PENAL CODE, art. 63, reprinted in 1 GERHARD O.W. MUELLER,
THE AMERICAN SERIES OF FOREIGN PENAL CODES (Gerhard O.W. Mueller &
Jean F. Moreau trans. 1960). Many American states have "Good Samaritan"
laws on the books. Although they share the same name, they are quite different
than their French counterparts. Instead of imposing a duty to rescue, American
"Good Samaritan" laws generally protect would-be rescuers from civil liability
in the event that the victim they attempt to rescue sustains further injuries
as a result of a negligent rescue attempt.
[FN3]. See generally A.M. ROSENTHAL, THIRTY-EIGHT WITNESSES (1964).
[FN4]. See id. at 36.
[FN5]. BLACK'S LAW DICTIONARY 1086 (6th ed. 1990) defines an "omission,"
in relevant part, as "the intentional or unintentional failure to act which
may or may not impose criminal liability depending upon the existence ...
of a duty to act ...." An omission occurs when a bystander fails to help
an endangered person, even when that help can be given without any danger
to the bystander.
[FN6]. THE FRENCH PENAL CODE, art. 63, reprinted in 1 GERHARD O.W. MUELLER,
THE AMERICAN SERIES OF FOREIGN PENAL CODES (Gerhard O.W. Mueller &
Jean F. Moreau trans. 1960).
[FN7]. For a history of the Anglo-American approach to omissions, see
generally Lionel H. Frankel, Criminal Omissions: A Legal Microcosm, 11
WAYNE L. REV. 367, 371-84 (1965); Jay Silver, The Duty to Rescue: A Reexamination
and Proposal, 26 WM. & MARY L. REV. 423, 424 (1986); P.R. Glazebrook,
Criminal Omissions: The Duty Requirement in Offences Against the Person,
76 THE L. Q. REV. 386 (1960).
[FN8]. See generally JOSHUA DRESSLER, UNDERSTANDING CRIMINAL LAW §
9.01 (1987).
[FN9]. See WAYNE R. LAFAVE & AUSTIN W. SCOTT, JR., CRIMINAL LAW
§ 3.4 (1986). Some less serious crimes, known as strict liability
crimes, do not require the mens rea element to be satisfied. Therefore,
for these lesser crimes, the mere action alone is enough to impose criminal
liability. For more general information on strict liability crimes see
generally id. at § 3.8.
[FN10]. Pope v. State, 396 A.2d 1054, 1064 (Md. 1979) (quoting WAYNE
R. LAFAVE & AUSTIN W. SCOTT, JR., CRIMINAL LAW 183 (1972)); see Buck
v. Armory Mfg. Co., 44 A. 809, 810 (N.H. 1898); Union Pacific Ry. Co. v.
Cappier, 72 P. 281, 282 (Kan. 1903).
[FN11]. Pope, 396 A.2d at 1064 (quoting WAYNE R. LAFAVE & AUSTIN
W. SCOTT, JR., CRIMINAL LAW 183 (1972)). Few courts, commentators, or statutes,
if any, obligate a potential rescuer to act if he is faced with danger.
Arguably, if the danger is significant, the bystander has far less moral
obligation. The greater the danger, the more heroic and less obligatory
society finds one's actions.
[FN12]. 1 JAMES F. STEPHEN, A HISTORY OF THE CRIMINAL LAW OF ENGLAND
10 (1883); see also Cappier, 72 P. at 282, which employs a similar
hypothetical.
[FN13]. See Andrew Ashworth, The Scope of Criminal Liability for Omissions,
105 THE L. Q. REV. 424, 427 (1989); cf. DECLARATION OF INDEPENDENCE (U.S.
1776).
[FN14]. See A.D. Woozley, A Duty to Rescue: Some Thoughts on Criminal
Liability, 69 VA. L. REV. 1273, 1276 (1983) (explaining why the common
law has been reluctant to adopt duty-to-rescue laws).
[FN15]. Id.
[FN16]. See LAFAVE & SCOTT, supra note 9, §3.3 (f).
[FN17]. Id.
[FN18]. DRESSLER, supra note 8, § 9.06 (b).
[FN19]. Woozley, supra note 14, at 1290.
[FN20]. Union Pacific Ry. Co. v. Cappier, 72 P. 281, 282 (Kan. 1903).
[FN21]. See, e.g., id.
[FN22]. 72 P. 281 (Kan. 1903).
[FN23]. Id. at 282 (emphasis added).
[FN24]. See Randy Lee, A Look at God, Feminism and Tort Law, 75 MARQ
L. REV. 371, 386-407 (1992); see also Aaron Kirschenbaum, The Bystander's
Duty to Rescue in Jewish Law, 8 J. RELIGIOUS ETHICS 204 (1980); Marc C.
Alexander, Religiously Motivated Murder: The Rabin Assassination and Abortion,
39 ARIZ. L. REV. 1161, 1168-80 (1997).
[FN25]. These seven categories were borrowed, generally, from LAFAVE
& SCOTT, supra note 9, §3.3 (a).
[FN26]. See David C. Biggs, "The Good Samaritan is Packing": An Overview
of the Broadened Duty to Aid Your Fellow Man, with the Modern Desire to
Possess Concealed Weapons, 22 U. DAYTON L. REV. 225, 229 (1997).
[FN27]. State v. Walden, 293 S.E.2d 780, 785 (N.C. 1982); see
Commonwealth v. Howard, 402 A.2d 674, 676 (Pa. 1979).
[FN28]. See, e.g., Cal. Penal Code §§ 270, 273 (a) (West 1988
& Supp. 1997). Modern law almost always imposes these duties by statute.
[FN29]. 498 A.2d 638 (Pa. 1982).
[FN30]. Id. at 641. Since parents are not inherently dependent on their
minor child, presumably the minor children have no duty to act to save
their parents in a dangerous situation.
[FN31]. Commonwealth v. Konz, 498 S.E.2d 638, 641 (Pa. 1982).
[FN32]. Pope v. State, 396 A.2d 1054, 1063-64 (Md. 1979).
[FN33]. Cf. Konz, 498 A.2d at 641 (reasoning that children of tender
years are "helpless"). Presumably a child who is emancipated or has reached
the age of majority is no longer, as the Konz court said, in a "helpless"
state.
[FN34]. Id. at 641-42; see State v. Smith, 65 Me. 257 (1876); State
v. Mally, 366 P.2d 868 (Mont. 1961).
[FN35]. See, e.g., State v. Smith, 65 Me. 257 (1876).
[FN36]. See U.S. CONST. amend. XIV, §1; see generally JOHN E. NOWAK
& RONALD D. ROTUNDA, CONSTITUTIONAL LAW § 14.20 (5th ed. 1995).
[FN37]. DRESSLER, supra note 8, § 9.07 n.5.
[FN38]. Cf. Westrup v. Commonwealth, 93 S.W. 646, 646 (Ky. 1906) (noting
that a husband was criminally liable because he failed to call medical
help for his wife who was in a "helpless state and unable to appeal elsewhere
for aid" (emphasis added)).
[FN39]. Konz, 450 A.2d at 641.
[FN40]. See, e.g., Territory v. Manton, 19 P. 387 (Mont. 1888) (holding
that a husband had a legal duty to care for and protect his wife); State
v. Smith, 65 Me. 257 (1876) (holding a husband criminally liable for failing
to provide clothing and shelter for his insane wife).
[FN41]. See, e.g., People v. Beardsley, 113 N.W. 1128, 1131 (Mich. 1907).
[FN42]. Id. at 1128.
[FN43]. See, e.g., Rex v. Smith, 2 Car. & P. 449, 172 Eng. Rep.
203 (1826).
[FN44]. See, e.g., United States v. Knowles, 26 F. Cas. 800, 802 (N.D.
Cal. 1864) (No. 15,540).
[FN45]. See LAFAVE & SCOTT, supra note 9, § 3.3 (a)(1), which
provides: "If two mountain climbers, climbing together, are off by themselves
on a mountainside, and one falls into a crevasse, it would seem that the
nature of their joint enterprise, involving a relationship of mutual reliance,
ought to impose a duty upon the one mountaineer to extricate his imperiled
colleague." See also Farwell v. Keaton, 240 N.W.2d 217 (Mich. 1976); but
cf. Beardsley, 113 N.W. at 1131 (holding that the "fact that [a] woman
was in [[the defendant's] house created no such legal duty" to rescue her
when she consumed poison).
[FN46]. Cf. People v. Montecino, 152 P.2d 5 (Cal. Dist. Ct. App. 1944)
(holding that the defendant, who had a duty to care for an elderly man,
was guilty of manslaughter because the elderly man had died from the defendant's
lack of care). Note, however, that a physician's duty extends to maintaining
a patient's health. But if a patient's health deteriorates to the point
that he will surely die, and the physician believes all medically available
treatment would be futile, then no such duty exists. See generally JOSHUA
DRESSLER, supra note 8, § 9.07, at 84.
[FN47]. Pope v. State, 396 A.2d 1054, 1063 (Md. 1979).
[FN48]. The Queen v. Brown [1893] 1 Terr. L.R. 475.
[FN49]. See generally JOHN D. CALAMARI & JOSEPH M. PERILLO, CONTRACTS
§§17-1 to 17-14 (3d ed. 1987); E. ALLAN FARNSWORTH, CONTRACTS
§§ 10.1 to 10.9 (2d ed. 1990); ARTHUR L. CORBIN, CORBIN ON CONTRACTS
§§ 772-781 (One Volume ed. 1952).
[FN50]. LAFAVE & SCOTT, supra note 9, § 3.3 (a)(3).
[FN51]. See id.
[FN52]. See, e.g., People v. Fowler, 174 P. 892 (1918); Jones v. State,
43 N.E.2d 1017 (Ind. 1942).
[FN53]. See, e.g., Commonwealth v. Cali, 141 N.E. 510 (Mass. 1923).
[FN54]. 174 P. 892 (Cal. 1918).
[FN55]. Id. at 896.
[FN56]. Id.
[FN57]. Id. at 897.
[FN58]. 103 L.T.R. 279 (K.B. 1910)
[FN59]. Id. at 282.
[FN60]. Id.
[FN61]. Id.
[FN62]. Id. A simpler example involving humans would be a construction
worker who leaves a manhole cover uncovered. If a pedestrian is about to
fall through the hole, the construction worker has a duty to act reasonably,
which would require him to shout a warning to the pedestrian.
[FN63]. See Cornell v. State, 32 So.2d 610 (1947); Stehr v. State, 139
N.W. 676 (1913); see generally Paul H. Robinson, Criminal Liability for
Omissions: A Brief Summary and Critique of the Law In the United States,
29 N.Y.L. SCH. L. REV. 101, 116 (1984).
[FN64]. See, e.g., W. VA. Code § 17C-4-1 (Michie 1996).
[FN65]. See People v. Steinbach, P.2d 147 (1958) (holding a defendant
guilty of manslaughter for failing to stop and render aid after being involved
in an accident that killed another driver).
[FN66]. See supra Part II.B.1.
[FN67]. LAFAVE & SCOTT, supra note 9, § 3.3 (a)(6); see W.
PAGE KEETON ET AL., PROSSER AND KEETON ON TORTS § 69 (5th ed. 1984)
(noting that parental liability is analogous to the vicarious-liability
doctrine).
[FN68]. Id. (citing Moreland v. State, 139 S.E. 77 (Ga. 1927)).
[FN69]. See Pridgen v. Boston Housing Auth., 308 N.E.2d 467, 476 (Mass.
1974).
[FN70]. Commonwealth v. Welansky, 55 N.E.2d 902 (Mass. 1944).
[FN71]. Vermont was the first state to diverge from the general American
rule by enacting Vt. St. Ann., tit. 12 § 519 (a) (Equity 1973) in
1968.
[FN72]. Id. Rhode Island has a similar statute. Gen. Laws R.I. §
11-56-1 (Michie 1994) (witnesses to an emergency who know that another
person has suffered or is exposed to "grave physical harm" must, to the
extent it can be done without danger to himself or third parties, give
assistance to the endangered person).
[FN73]. Mass. Gen. Laws Ann. ch. 268, § 40 (West 1990). The following
statutes are similar: Rev. Code Wash. Ann § 9.69.100. (West 1998);
Wis. Stat. Ann. § 940.34 (West 1996); Fla. Stat. Ann § 794.027
(West 1992).
[FN74]. Woozley, supra note 14, at 1274 (referring to the Vermont statute).
[FN75]. Jean Larguier, French Penal Law and the Duty to Aid Persons
in Danger, 38 TUL. L. REV. 81, 81 (1966); see Andre Tunc, The Volunteer
and the Good Samaritan, in THE GOOD SAMARITAN AND THE LAW 45 (James M.
Ratcliffe ed. 1966). For a discussion of the ancient history and development
of omissions in France, see generally Andrew Ashworth & Eva Steiner,
Criminal Omissions and Public Duties: The French Experience, 10 LEGAL STUD.
153, 155 (1990).
[FN76]. Larguier, supra note 75, at 81. (citing Judgment of Nov. 20
1901, Cour d'Appel et Tribunal de Poitiers, [1902] Dalloz Jurisprudence
II. 81 (note Le Poittevin), [1902] Sirey Jurisprudence II. 305 (note Hemard)).
[FN77]. Id. at 81-82.
[FN78]. Id. at 82.
[FN79]. Id.
[FN80]. See supra Part II.B.1.
[FN81]. Note, The Failure to Rescue: A Comparative Study, 52 COLUM.
L. REV. 631, 639 (1952) (citing Tunc, Commentaire, Dalloz Legislation 33,
38 (1946)).
[FN82]. See Ashworth & Steiner, supra note 75, at 157.
[FN83]. Tunc, supra note 75, at 46.
[FN84]. Indeed, most civil-law Western European countries follow an
approach similar to the French rule on omissions. See generally Note, supra
note 81.
[FN85]. THE FRENCH PENAL CODE, art. 63, para. 2, reprinted in 1 GERHARD
O.W. MUELLER, THE AMERICAN SERIES OF FOREIGN PENAL CODES (Gerhard O.W.
Mueller & Jean F. Moreau trans. 1960).
[FN86]. THE FRENCH PENAL CODE, art. 63, para. 1, reprinted in 1 GERHARD
O.W. MUELLER, THE AMERICAN SERIES OF FOREIGN PENAL CODES (Gerhard O.W.
Mueller & Jean F. Moreau trans. 1960).
[FN87]. THE FRENCH PENAL CODE, art. 63, para. 1, reprinted in 1 GERHARD
O.W. MUELLER, THE AMERICAN SERIES OF FOREIGN PENAL CODES (Gerhard O.W.
Mueller & Jean F. Moreau trans. 1960), provides: "Any person who by
his immediate action and without danger to himself or others, could have
prevented either a felonious act or a misdemeanor against the person, and
willfully fails to do so, shall be punished...."
[FN88]. Some sources define "misprision of felony" as the failure to
report a crime or come to the aid of a victim having a crime perpetrated
against him. See, e.g., Pope v. State, 396 A.2d 1054, 1069 (Md. 1979).
Other sources define it as the concealment of a felony. See BLACK'S LAW
DICTIONARY 1000 (6th ed. 1990). It is the former concept that American
courts have rejected.
[FN89]. See Pope, 396 A.2d at 1071.
[FN90]. See DRESSLER, supra note 8, § 9.06 (employing a similar
hypothetical).
[FN91]. Id.
[FN92]. Note, supra note 81, at 646.
[FN93]. See Aleksander W. Rudzinski, The Duty to Rescue: A Comparative
Analysis, in THE GOOD SAMARITAN AND THE LAW 91, 92-93 (James M. Ratcliffe
ed. 1966).
[FN94]. See supra Parts II.B and III.
[FN95]. THE FRENCH PENAL CODE, art. 63, para 2, reprinted in 1 GERHARD
O.W. MUELLER, THE AMERICAN SERIES OF FOREIGN PENAL CODES (Gerhard O.W.
Mueller & Jean F. Moreau trans. 1960).
[FN96]. See, e.g., Vt. St. Ann., tit. 12 § 519 (a) (Equity 1973).
[FN97]. Tunc, supra note 75, at 47.
[FN98]. Ashworth & Steiner, see supra note 75, at 158 (quoting Crim.
May 31, 1949, D. [1949] 347, J.C.P. [1949] II 4995; Crim. January 21, 1954,
D. [1954] 224, J.C.P. [1954] II 8050; Crim. November, 17, 1959, D. [1960]
398).
[FN99]. Id.
[FN100]. Ashworth & Steiner, supra note 75, at 157-58 (citing 1964
Bull. Crim. No. 113).
[FN101]. Larquier, supra note 75, at 84.
[FN102]. Ashworth & Steiner, supra note 75, at 157-58 (citing 1969
Bull. Crim. No. 113).
[FN103]. see Westrup v. Commonwealth, 93 S.W. 646, 648 (Ky. 1906).
[FN104]. Larguier, supra note 75, at 83 (citing Cass. crim., December
17, 1959, D. [1960] 398).
[FN105]. Id. at 83 (citing Cass. crim., December 17, 1959, D. [1960]
398).
[FN106]. Id.; see also Note, supra note 81, at 640 n.71 (citing Cass.
crim., May 31, 1951, [1949] D. Jur. 347).
[FN107]. 583 F.2d 697 (4th Cir. 1978); see also Westrup v. Commonwealth,
93 S.W. 646 (Ky. 1906).
[FN108]. Id.
[FN109]. State v. Tennant, 319 S.E.2d 395 (W.Va. 1984).
[FN110]. See MODEL PENAL CODE § 2.01(1) (1962), which provides
that an actor is only criminally liable if he fails to perform an act "of
which he is physically capable."
[FN111]. LAFAVE & SCOTT, supra note 9, § 3.3 (c).
[FN112]. See Stehr v. State, 139 S.W. 676, 678 (Neb. 1913).
[FN113]. See id.
[FN114]. Note, supra note 81, at 640 n.71 (citing Trib. Corr. Nice,
Nov. 2, 1949, [1950] D. Jur. 53); see also F.J.M. Feldbrugge, Good and
Bad Samaritans: A Comparative Survey of Criminal Law Provisions Concerning
Failure to Rescue, 14 AM. J. COMP. L 630, 640 (1966) (citing Aix, December
23, 1952, J.C.P. [1953] II 7429, D. [1953] 128).
[FN115]. THE FRENCH PENAL CODE, art. 63, para 1, reprinted in 1 GERHARD
O.W. MUELLER, THE AMERICAN SERIES OF FOREIGN PENAL CODES (Gerhard O.W.
Mueller & Jean F. Moreau trans. 1960).
[FN116]. Feldbrugge, supra note 114, at 642 n.48 (citing C.A. Riom,
March 20, 1947, D. [1947] 304).
[FN117]. State v. Walden, 293 S.E.2d 780, 785 (N.C. 1982).
[FN118]. See State v. Joyce, 433 A.2d 271 (Vt. 1981) (holding that Vermont's
duty-to-rescue statute does not require bystanders to intervene in a fight
because of the risk of sustaining an injury).
[FN119]. State v. Walden, 293 S.E.2d 780, 786 (N.C. 1982).
[FN120]. See supra Part IV.
© 1998 by Peter M. Agulnick, Heidi V. Rivkin, and
Touro International Law Review.
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